James
Warfield

Advisors Asset Management, Inc

CRD#1924965
Investment Advisor
in Princeton, NJ

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About this Advisor

James Warfield is a financial advisor based in Princeton, New Jersey, working with Advisors Asset Management, Inc. James has previously held positions at Virtus Investment Partners, American General Life Insurance, Aig Capital Services, Inc, R&S Funds, Victory Capital, Icon Advisers, Pacer Financial, Inc, and Advisors Asset Management, Inc. James has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in North Carolina. Currently, James is part of Advisors Asset Management, Inc, which operates out of Princeton, New Jersey. The firm has 9 offices and 272 employees. The firm manages assets totaling $3.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, and other services. The fee structure at Advisors Asset Management, Inc includes asset-based fees.

Certifications and Registrations

Series 65, Series 63

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets

Office Location

300 Carnegie Center Suite 100
Princeton, NJ 08540

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Advisors Asset Management, Inc Brokerage Details

Total Assets Under Management

$3,853,640,375

NJ Average: $2,349,664,866
Total Number of Employees

272

NJ Average: 28
Total Number of Accounts

1,767

NJ Average: 1,101
Average Account Size

$2,180,894

NJ Average: $2,134,119

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Other

James Warfield Work History

2023 - Present (2 years)

Advisors Asset Management, Inc

2021 - 2023 (2 years)

Pacer Financial, Inc

2018 - 2018 (< 1 year)

American General Life Insurance

2018 - 2021 (3 years)

Aig Capital Services, Inc

2018 - 2021 (3 years)

American General Life Insurance

2017 - 2017 (< 1 year)

Icon Advisers

2016 - 2017 (1 year)

Victory Capital

2015 - 2016 (1 year)

R&S Funds

2011 - 2015 (4 years)

Virtus Investment Partners

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Disclosures

Please visit the SEC profile of James Warfield to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Advisors Asset Management, Inc

Lory Espino
Boerne, TX
Casey Gage
Boerne, TX
Frederick Weihmiller
Monument, CO
German Diaz
Dallas, TX
Shane Brennan
West Chester, PA
Michael Petrucelli
Melville, NY
Evangeline Kanaris
Lisle, IL
Rogelio Gonzalez
Boca Raton, FL

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