Carlos
Garcia
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Carlos Garcia is a financial advisor based in Lincoln, Rhode Island, working with Merrill Lynch, Pierce, Fenner & Smith Inc. Carlos has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Citizens Bank, Bank Ri, Bank Of America, and Citizens Securities, Inc. Carlos has passed the Series 66 regulatory exam and is registered to provide services in Rhode Island and Texas. Currently, Carlos is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Lincoln, Rhode Island. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,271,593,679,276
34,934
2,911,578
$436,737
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Carlos Garcia Work History
Merrill Lynch, Pierce, Fenner & Smith Inc
Citizens Securities, Inc
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America
Bank Ri
Citizens Bank
Disclosures
Please visit the SEC profile of Carlos Garcia to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
