Herbert
Franco

Mml Investors Services, LLC

CRD#5575090
Investment Advisor
in Eagle Mountain, UT

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About this Advisor

Herbert Franco is a financial advisor based in Eagle Mountain, Utah, working with Mml Investors Services, LLC. Herbert has previously held positions at Prudential Insurance Company Of America, Pruco Securities, LLC, Regulus Financial Group, LLC, Uber, Fidelity Investments, Fidelity Personal And Workplace Advisors, Fidelity Brokerage Services LLC, Mml Investors Services, LLC, Massmutual Life Insurance Co, Utah Transit Authority, Amazon, Instacart, Lyft, Hawaii Department Of Education / Waianae High School, Mass Mutual Life Insurance Co, and United Parcel Service. Herbert has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Utah. Currently, Herbert is part of Mml Investors Services, LLC, which operates out of Eagle Mountain, Utah. The firm has 1,083 offices and 7,056 employees. The firm manages assets totaling $90.0 billion and serves charitable clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Mml Investors Services, LLC includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

Eagle Mountain, UT

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$90,021,969,258

UT Average: $16,012,751,954
Total Number of Employees

7,056

UT Average: 118
Total Number of Accounts

392,820

UT Average: 4,567
Average Account Size

$229,168

UT Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Herbert Franco Work History

2025 - Present (0 year)

Mml Investors Services, LLC

2024 - Present (1 year)

Massmutual Life Insurance Co

2024 - 2024 (< 1 year)

Fidelity Personal And Workplace Advisors

2023 - 2024 (1 year)

Fidelity Investments

2023 - 2024 (1 year)

Fidelity Brokerage Services LLC

2023 - 2023 (< 1 year)

Utah Transit Authority

2022 - 2023 (1 year)

Regulus Financial Group, LLC

2022 - 2023 (1 year)

Amazon

2022 - 2024 (2 years)

Mass Mutual Life Insurance Co

2022 - 2022 (< 1 year)

United Parcel Service

2021 - 2023 (2 years)

Instacart

2020 - 2022 (2 years)

Massmutual Life Insurance Co

2018 - 2023 (5 years)

Uber

2018 - 2023 (5 years)

Lyft

2016 - 2020 (4 years)

Hawaii Department Of Education / Waianae High School

2015 - 2020 (5 years)

Prudential Insurance Company Of America

2015 - 2020 (5 years)

Pruco Securities, LLC

Disclosures

Please visit the SEC profile of Herbert Franco to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mml Investors Services, LLC

Paul Scioli
Lubbock, TX
Peder Larson
Minneapolis, MN
Jeffrey Meeks
Solon, OH
Richard Schembechler
Memphis, TN
Charles Ransom
Columbia, MD
Colin Huber
Mercer Island, WA
Kellen Larsen
Seattle, WA
Brook Prohaska
Troy, MI

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER® in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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